Global Head of Non Financial Risk, Funds Administration and Trustee
Foreign bank · Large bank
CentralOn-site
職位描述
Some careers have more impact than others.
If you’re looking for a career where you can make a real impression, join the banking group and discover how valued you’ll be.
Whether you want a career that could take you to the top, or simply take you in an exciting new direction, the banking group offers opportunities, support and rewards that will take you further.
the banking group Corporate and Institutional Banking (CIB) is a markets-led, financing-focused business that provides investment and financial solutions.
Within CIB, Securities Services provides robust and reliable solutions that help clients mitigate risk and enhance their business performance.
Working with institutional investors, banks, insurance companies, governments, and multinational corporations, this team covers fund administration, global custody, sub-custody and clearing, and corporate trust and loan agency services.
We are currently seeking a high calibre professional to join our team as a Global Head of Non Financial Risk, Funds Administration and Trustee.
Role Purpose
A senior leadership role overseeing the risk and control framework with global responsibility of Non-Financial Risk (NFR) for Funds Administration, Transfer Agency and Trustee within Securities Services to include:
Lead the Securities Services (‘SSv’) Non-Financial Risk (‘NFR’) function across Funds Administration, Transfer Agency and Trustee, operating within the 1LoD, alongside Securities Services COO and in partnership with the respective Risk & Control Owners and Risk Stewards
Provide strong oversight and challenge through subject matter expertise relating to our Funds Administration, Transfer Agency and Trustee business front to back
Proactive risk management to prevent issues
Act as a Trusted Advisor and enable business stakeholders providing co-ordination, advice, independent challenge and assessment in relation to risk and control related activities and exposures, including regulatory and audit activities
Drive c...
經驗要求：Director level
連接業內人士以了解更多資訊（團隊情況、面試重點、申請建議）。
要求
FIM Policy – To understand group Policy Framework and to manage and oversee the cascade and adoption of any changes;
Governance & Reporting – To oversee, support and deliver fit for purpose risk governance arrangements and related reporting (and other ad-hoc reporting as required);
Establishing risk appetite and continually monitoring for Funds Administration, Transfer Agency and Trustee globally.
Assurance & Monitoring – To design, manage and deliver suitable risk-based assurance activity (KRI monitoring and Thematic Reviews);
Incident/Issue Management – To assist business stakeholders in the identification, escalation and remediation of material risk incidents, events or issues including helping define and drive remedial action;
Risk & Control Assessment (RCA) – To deliver a dynamic, on-going update and reporting of the SSv RCA, based on all relevant risk triggers;
Develop and manage stakeholder relationships across SSv, technology, operations and other supporting functions
Act as a senior leader of the SSv NFR function, contributing to the direction and coordination of risk management activities across SSv
Provide commercially based monitoring of risks, services and processes against agreed internal standards/appetite and external requirements
Collaborating with the Team of trusted advisers for senior management within remit area on how to accurately manage their risk i.e. risk assessments, control environment, issues management, supporting product development and change execution
As a member of the NFR business risk management team, contribute to the broader strategy and performance of the global function
Support the NFR and SSv senior management in ensuring the appropriate risk and control structure is in place and that risks that have been highlighted are managed appropriately
Ensure succinct and concise communication of risk matters across SSv, Markets & Securities Services (‘MSS’), the Global Functions and other relevant areas of the bank
Provide consistent internal and external benchmarking, where appropriate.
Oversee the execution of the Risk Management Framework across Funds Administration, Transfer Agency and Trustee
Chair, coordinate and attend critical Risk & Control and business governance committees/forums and ensure that the agenda effectively covers critical SSv risks and issues
Regularly support the broader NFR function by supporting the SSv NFR head in reviewing teams’ priorities, activities, structure and resources, optimally aligning to business needs and risk appetite
Cost-effectively minimize the likelihood and impact of disruption by ensuring that the business can continue to meet at the expectations of customers, counterparties, regulators and other stakeholders
Implement supporting strategies, policies and procedures to ensure that operational (and other) risks are managed closely and effectively, in a commercially sensitive and practical manner
Drive to ensure that the business risk profile, and any related issues/impacts, are established, understood by the business and the appropriate actions (and/or risk acceptance) have been put in place to manage within appetite and continually reduce as appropriate.
